GLBA Compliance Checklist

Assess your institution’s compliance posture across all nine elements of the GLBA Safeguards Rule (16 CFR Part 314) with a complete checklist, evidence guidance, and compliance scorecard for security teams at financial institutions and Title IV universities.

What’s Inside

  • All Nine Safeguards Rule Elements: Review every requirement across the GLBA Safeguards Rule (16 CFR Part 314) — the elements examiners evaluate when assessing your information security program.
  • Evidence Guidance Per Requirement: Each row includes documentation examples auditors expect to see, so you know exactly what to produce or locate for each element.
  • Automatic Compliance Scorecard: Status selections roll up into an overall compliance score by requirement group, giving you a single view of where your program stands.

This content is for informational purposes only and does not constitute legal or compliance advice. See our full disclaimer.

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